Financial Services 2017-03-28T12:16:58+00:00


Being part of the Avant-Garde Financial Group, we have a thorough understanding of the legal and financial services industry and the risks faced by it’s participants every day.

In the last few years the regulatory landscape has changed dramatically, with the introduction of numerous pieces of legislation including:

  • National Consumer Credit Protection Act 2009
  • Corporations Amendment (Future of Financial Advice) Act 2012
  • the removal of the ‘accountants’ exemption’

Whilst the intention behind the increased legislation is commendable, there is no doubt it has increased the risks to your business and/or Australian Financial Services Licence (AFSL) of non-compliance and thus the importance of working with an insurance broker who understands these issues, cannot be overstated.

Our clients include:

  • Accountants
  • Barristers
  • Financial Planners
  • Lawyers
  • Mortgage brokers

Although no two risks are the same, our insurance assessment, analysis and recommendations will often include:

To find out more about how we can help protect your financial services business, contact us via the form below.


We work with market leading insurance companies and underwriting agencies from around the world to provide our clients with the greatest level of protection possible.